Regulatory Filings Jobs

Lead OFS's compliance program as 1st Vice President, overseeing regulatory compliance across credit investments and supporting board and regulatory reporting.

Protective Insurance Company is hiring a Product Compliance Analyst II to draft and manage compliant insurance forms and filings for the Employee Benefits Division in a remote role.

AffirmedRx seeks a detail-oriented Compliance Paralegal to manage regulatory filings, state licensure, and compliance program support for its remote legal and compliance team.

Lead and modernize core compliance processes at a growing RIA by combining regulatory expertise with a technology- and process-driven approach.

A Regulatory Operations Manager role at Oscar to lead and execute annual and special regulatory filings, engage with state and federal regulators, and manage a small team to ensure timely compliance and approvals.