Sec Compliance Jobs

Lead OFS's compliance program as 1st Vice President, overseeing regulatory compliance across credit investments and supporting board and regulatory reporting.

Kraken Adviser LLC is seeking a seasoned Chief Compliance Officer to lead and operationalize the firm’s SEC compliance program and act as the primary regulator-facing executive for a remote, crypto-oriented investment adviser.

Apollo Global Management seeks an Analyst/Associate to review and approve marketing and external communications, ensuring accuracy and regulatory compliance across the firm’s products and channels.

Empathetic

Collaboration over Competition

Growth & Learning

Passion for Exploration

Fast-Paced

Startup Mindset

Diversity of Opinions

Rise from Within

Lead Figma’s income tax provision and compliance function—owning ASC 740, SEC tax disclosures, and scalable tax controls for a fast-growing global company.

Lead and modernize core compliance processes at a growing RIA by combining regulatory expertise with a technology- and process-driven approach.

Founding CFO role for an emerging private equity firm to design and run fund finance, investor reporting, and SEC-compliant finance infrastructure.